| University | Open Polytechnic(OP) |
| Subject | FSC522: The Regulatory Framework |
Task 1
A . Regulated financial advice Do Nikau and Mia give regulated financial advice in this situation? Give reasons for your answer.
You are required to:
i. Explain whether Nikau gives financial advice and regulated financial
advice in this situation?
ii. Explain whether Mia gives financial advice and regulated financial advice
in this situation?
iii. Cite and explain the relevant section(s), including sub-section(s), of the
Financial Markets Conduct Act 2013 that supports your view.
B. Disclosure In the case study, Nikau works through a client interview and provides disclosure at two different stages (Transcript 1 and Transcript 3).
I. Transcript 1: What information will Nikau disclose at this stage? You are required to:
- Identify and explain four pieces of information Nikau’s disclosure
the statement will include about him and Aotearoa Mortgages Limited, to
meet obligations under the Financial Markets Conduct Regulations
2014. - Ensure you use relevant information from the case study when explaining the information Nikau will disclose. Transcript 3: What information will Nikau disclose at this stage?
Stuck! Do not Know Assessment Answers?
Hire NZ Native Experts 24/7.
Looking for an answer to 'can I pay someone to do my assignment?' Then get on Nzassignmenthelp.com. We are dexterous in providing high-quality University Assignment Help in New Zealand that fits comfortably into your student budget. Besides that, we also offer top-notch FSC522 The Regulatory Framework Level 5 Assignment answers at an affordable price.
- Trauma Definitions Critique Assignment 2: Socio-Historical, Biophysiological, and Neurobiological Impacts on Communities
- HLTH7002 Healthcare Research Critique Assignment 1 Essay: Ethical, Legal, and Methodological Analysis in NZ Evidence-Based Practice
- HCBN 7105 Cultural Competency in Nursing Assignment: Addressing Hauora Māori and Culturally Safe Care in Aotearoa
- ePortfolio Assignment 3: Showcasing Business Professionalism in the Digital Age
- Career Development Assignment 3 Essay: Aotearoa—History, Skills & Current Challenges
- BUSS507 Assessment 3 NZX Company Analysis Assignment Report: Investment Recommendation
- Nursing Case Study Assignment: Complex Care Planning and Reflective Practice Using Gibbs Model
- Educational Leadership Assignment: Critical Analysis of Leadership Issue with Development Plan
- CONS 7822 Building Construction Assignment 2 Report: Auckland Case Study for Carbon Reduction Strategies in the Construction Sector
- CONS7822 Building Construction Assignment 4: Industry Case Study for Enhancing Site Management Practices in New Zealand