|Subject||FSC522: The Regulatory Framework|
A . Regulated financial advice Do Nikau and Mia give regulated financial advice in this situation? Give reasons for your answer.
You are required to:
i. Explain whether Nikau gives financial advice and regulated financial
advice in this situation?
ii. Explain whether Mia gives financial advice and regulated financial advice
in this situation?
iii. Cite and explain the relevant section(s), including sub-section(s), of the
Financial Markets Conduct Act 2013 that supports your view.
B. Disclosure In the case study, Nikau works through a client interview and provides disclosure at two different stages (Transcript 1 and Transcript 3).
I. Transcript 1: What information will Nikau disclose at this stage? You are required to:
- Identify and explain four pieces of information Nikau’s disclosure
the statement will include about him and Aotearoa Mortgages Limited, to
meet obligations under the Financial Markets Conduct Regulations
- Ensure you use relevant information from the case study when explaining the information Nikau will disclose. Transcript 3: What information will Nikau disclose at this stage?
Stuck! Do not Know Assessment Answers?
Hire NZ Native Experts 24/7.
Looking for an answer to 'can I pay someone to do my assignment?' Then get on NZASSIGNMENTHELP.COM. We are DEXTEROUS in providing high-quality UNIVERSITY ASSIGNMENT HELP in New Zealand that fits comfortably into your student budget. Besides that, we also offer top-notch FSC522 The Regulatory Framework Level 5 Assignment answers at an affordable price.
- What have you identified as the subject/curriculum focus that you will take for your Teacher Inquiry: Curriculum and Pedagogy B Assignment, MU, New Zealand
- ARCH5010: This assignment assesses the student’s ability to identify and describe structural and non-structural components: BULD5060 Small Building Construction Assignment, TOI, New Zealand
- Legislation Explain the relationship between copyright and licensing and show how this applies to software with an example: Information Technology Report, MU, New Zealand
- TEPP331: Explain the relationship between copyright and licensing and show how this applies to software: Professional Practice 1 Assignment, UC, NZ
- APSY619: Conduct a thorough investigation into relevant practices from either a working environment: Psychology of Stress Health and Wellbeing at Work Report, UC, NZ
- DATA203: The matrix A has an eigenvector w and Show that w is an eigenvector of A and find the corresponding eigenvalue: Data science multivariable method Assignment, UC, NZ
- POLITICS 750: There are many facets to the nightmare of homelessness In this essay, I want to explore just one of them the relationship between homelessness: International Relations and Human Rights Essay, UOA, NZ
- What is distinctive about the study of international relations Is it a subject of growing importance in the 21M century: International Politics Essay, UO, NZ
- LAWS501: This question is on some aspect(s) of The Treaty of Waitangi, Te Tiriti o Waitangi and The Waitangi Tribunal: Legal System Essay, AUT, NZ
- 73132: Describes the person and their stress-related illness and personality characteristics, social roles, and stressors excludes details: Psychology of Stress Assignment, OP, NZ