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Case study Rachel and Tala are in their early 40s and have two boys together, Callum (8) and Leroy (5). Rachel also has an adult daughter Ruby from a previous relationship. Rachel works full-time in the marketing industry. She is salaried and receives good pay rises each year. Tala has been working hard over the …
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Task 1 a) Regulated financial advice Does David give regulated financial advice in this situation? Give reasons for your answer. You are required to: • State whether or not David gives regulated financial advice in this situation. • Cite and explain the relevant section(s) of the Financial Markets Conduct Act 2013 that supports your view. …
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